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Senior Regulatory & Compliance Change Analyst
£550 - £650 per day
Buy Side
Role Type:
Contract Duration:
6 Months
Phone Number:
+ 44 (0) 207 280 9909
Job Reference:
Date Posted:
Senior Regulatory Analyst & Compliance Change Analyst

We are recruiting for a contract Regulatory SME and Change Analyst on behalf of a leading bank k to support their ongoing MiFID II programme. 

Regulatory Analyst – Regulatory SME – MIFID II – MIFIR – Regulatory Change – Compliance Business Analysis – FX – Capital Markets – Securities Finance – Collateral Management

Key skills and experience:
  • Must have a good understanding of MiFID II / MiFIR requirements (Regulatory Technical Specification), Delegated Acts, Consulting papers and other documents;
  • Formulate regulatory requirements into meaningful deliverables;
  • Work closely with other Regulatory Change Business Analysts, Program Manager, Project Managers, Heads of Business, Front Office, Compliance, Audit and Legal teams, third party vendors and IT teams as required;
  • Carry-out business compliance change workshops with stakeholders to elicit compliance requirements in detail; 
  • Analyse large set of trading data, documents, confirmation messages, different types of legal and service level agreements to identify MiFID II / MiFIR compliant business solution across different business areas;
  • Write detailed Business Requirement Documents (BRDs) and business test cases for each deliverable;
  • Update existing internal documents including but not limited to policies and system templates to make them MiFID II / MiFIR compliant;
  • Establish MiFID II / MiFIR compliant governance and control within different business areas
  • Execute test cases for business and compliance related changes; and
  • Develop the traceability of each business change to end deliverable.
  • At least 5 years of Regulatory or Compliance Business Analysis or change experience in Investment Banking, or Capital Markets, or Foreign Exchange (FX) or Asset Management firms ideally in compliance or an and operational change department;
  • Knowledge and experience of working in regulatory projects specifically MAD/MAR or EMIR or Dodd-Frank or SFTR would be an advantage.
This is an initial 6-month contract offering the opportunity to contribute to what is a highly visible and important programme of work within the business.  If you feel that you have the necessary background and experience, please apply and your application will be given immediate consideration.

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